Comprehensive written compliance guidelines are the foundation for any compliance program. These guidelines must demonstrate your company’s understanding of the appropriate regulatory requirements and describe how your company complies.

Should your company ever be investigated for potential compliance violations, these written guidelines are the first documents requested.

CompliancePoint’s consultants assess the regulatory requirements as they apply to your business practices and develop thorough written guidelines. You can also use this service to develop written guidelines for agents, vendors, distributors, or other third parties who act on your behalf and must also follow your compliance protocols.

To find out more about this service, please call CompliancePoint at
(800) 585-4888 or e-mail consulting@compliancepoint.com.